Director of Compliance

TXSE · enterprise

TXSE operates a stock exchange and is seeking an Analyst for its regulatory team.

Dallas, TX Full-time Posted 1y ago financial servicesstock exchange

Position Summary

TXSE is seeking an experienced and detail-oriented Director Compliance Officer to join our growing team in Dallas. This role is critical to ensuring compliance with applicable regulations, particularly those related to Regulation Systems Compliance and Integrity (Reg SCI). The ideal candidate has a strong background in financial markets, regulatory compliance, and risk management, with direct experience working at a broker-dealer or national securities exchange.

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